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RVM-West

School of Public Policy

Georgia Tech
NSF
NIH

   
The Institutionalization of NSDL:
Multi-Institutional IT Systems in Evaluative Research

PI: Juan D. Rogers

            This project addresses the question of the process of institutionalization of NSDL that has already begun even as the system has been online for a few years. It will provide an account of this process showing how the main contextual factors, such as the cultures and priorities of the participating organizations, interact with the technical development of the NSDL to create a new institutional reality with its technological underpinnings.

 The project will contribute to evaluative research that is needed to provide a framework to assess the NSDL during its formative period. It will do so by characterizing a type of socio-technical system of increasing importance: large information technology initiatives that bridge organizational boundaries created in the context of government programs in a multi-agency, multi-institutional effort. The special focus of this study is on the process of institutionalization as it relates to the co-evolution of technology and social structures. It will highlight both the impact of technology on institutional shape and the formulation of organizational and institutional priorities, goals and style into technical specifications and implementation. The special features of this type of socio-technical evolution are the central interest of this research. The assessment question of evaluative research will then have to do with contrasting the practices and expectations of program evaluation with the dynamics created by initiatives that implement these large-scale IT systems. The program is the main catalyst for the institutional process, however, the latter's scope transcends program boundaries and the overall shape of an institutionalized system cannot be anticipated or stated amongst the program's goals.

This project uses a comparative case study research strategy. The case of the Internet during the process of consolidation toward a global information infrastructure will be used as a comparison. The assumption is that the Internet is a clear illustration of the type of process outlined above. The evolution of computer communication protocols and applications plus the institutionalization of a new communication environment or “cyberspace” reflect an emergent socio-technical reality that must be assessed on its own terms. Taking the usual approach of adding the adoption by users to an autonomous set of technical features does not account for the absorption of institutional dynamics into the evolution of the technical systems themselves.

            The central research question in this project has to do with determining the nature of the institutionalization dynamic of NSDL. In other words, what is the particular set of priorities, goals, and styles of the participants that is shaping the overall institutional landscape of the comprehensive IT system? Secondly, how are they reflected in the technical formulation of the problem of a NSDL and what sorts of boundary spanning patterns of use and interaction is it generating? On the basis of an answer to this question, we will pose the evaluation research question as it pertains to a type of initiative that leads to multi-institutional IT systems. What values are being realized in this process and what are the means available to projects and programs in attaining them? The Internet, for example, has been evaluated both as a technical innovation, equating it with a device and as a special sort of knowledge creating community. The project is an attempt to fill the void left by the fact that there is no agreed upon evaluation framework for these entities coupled with the importance of these emergent institutional environments.

 

 

All findings and opinions are those of the authors and do not necessarily reflect the opinions
of the US Department of Energy, the
National Institutes of Health, or the National Science Foundation.